Investors Must be Accredited to Participate in our Regulation D Offerings
Accredited investors are defined as having a net worth over $1 million (excluding primary residence) or income over $200,000 (individual) or $300,000 (household) in each of the prior two years, and reasonably expect the same for the current year.
Information Needed
Individual Investors
- Full Name
- Government ID
- Birthday
- Social Security Number
- Background Check + KYC
- OFAC and FINCEN
- AML check
- Signed Agreement
Joint Accounts
- Full Names
- Government IDs
- Birthdays
- Social Security Numbers
- Background Check + KYC for Both
- OFAC and FINCEN for Both
- AML Checks for Both
- Signed Agreements for Both
Trusts
- Signed Agreement
- Proof of Accreditation
- Trust Agreement
- The Tax ID for the Trust
- State Filing of Trust
- Government ID for Trustee
Entities
- Signed Agreement
- Tax ID letter (SS4)
- Articles of Incorporation
- State Incorporation Document
- Government ID of Officer
- Proof of Accreditation
Letter of Accreditation
A recent accreditation letter issued by a licensed attorney or certified public accountant (CPA) that meets the following requirements:
- Dated within the last 90 days
- Contains the contact or business information for the verifier in the header
- Contains the verifier’s licensing information
- Signed by the verifier
Financial Assets
Proof of assets worth more than $1M proven by the following documentation dated within the last 90 days:
- Bank Statements
- Brokerage Statements
- Certificates of Deposit
- Tax Assessments
- Credit Report (must be from a nationwide consumer reporting agency and a written representation from the investor)
Proof of Income
Proof of income for 2 years of at least $200K for individuals or $300K for joint investors represented in one of the following documents:
- Form W-2
- Form 1099
- Schedule K-1
- Form 1065
- Filed Form 1040
- Asset statements for the most recent 60-days to 90-days showing your name, account number, and balance
Real Estate Assets
Real Estate Investment (Excluding Primary Residence)
- Most Recent Property Tax Statement (June 2022-July 2023 fiscal year these can be found on your local county website. We use the taxable value of the property for valuation. )
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- Personal Tax Returns Showing Rental Income (1040 Schedule E page 2)
- Appraisal of Property Value
Entities with assets or investments exceeding $5 million:
- Corporations
- Partnerships
- LLCs
- Trusts
- “Family Offices”
- 501(c)(3) Organizations
- Employee Benefit Plans (within the meaning of the Employee Retirement Income Security Act)
Financial entities with assets exceeding $5 million:
- Banks
- Savings and Loan Associations
- Insurance Companies
- Registered Investment Companies
- Business Development Companies
- Small Business Investment Companies
- Rural Business Investment Companies
- Investment professionals in good standing holding the general securities representative license (Series 7), the investment adviser representative license (Series 65), or the private securities offerings representative license (Series 82)
- -
- Directors, executive officers, or general partners (GP) of the company selling the securities (or of a GP of that company)
- -
- Any “family client” of a “family office” that qualifies as an accredited investor
- For investments in a private fund, “knowledgeable employees” of the fund
- -
- SEC-registered broker-dealers and Investment advisers (SEC- or state-registered or exempt reporting advisers) of assets exceeding $5 million